WHAT WE DO
Solutions & Services
We help financial services firms manage risk, deliver regulatory change and improve performance with practical, senior-level support.
OUR SOLUTIONS & SERVICES
Where We Help
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Risk, Compliance & Conduct
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Regulatory Change
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Operational Resilience & Business Continuity
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Business Transformation
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Business Performance Improvement
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Board & Strategic Advisory
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Learning & Development
Risk, Compliance & Conduct
We design and strengthen risk and compliance frameworks so regulatory requirements are clear, proportionate and workable day to day.
- Governance effectiveness and board risk oversight reviews
- 1st and 2nd line risk management frameworks for financial and operational risk
- Compliance controls frameworks, including technology and information security risk
- SMCR implementation, supervision frameworks and front-office training
- Market abuse, AML/CTF, CASS and whistleblowing reviews
- Support with regulatory reviews and Skilled Person interventions
Regulatory Change
We help firms deliver regulatory change in a way that protects commercial priorities and leaves stronger processes behind.
- Impact and gap analysis with clear traceability back to rules
- Target operating model design and implementation
- Programme definition, governance and planning
- Programme delivery support or full end-to-end ownership
Operational Resilience & Business Continuity
We connect the pieces of your operating model so resilience, crisis management and business continuity form one coherent framework.
- Operational resilience framework design and implementation
- Resource mapping and self-assessment
- Crisis management and incident response playbooks
- Business continuity planning and business impact analysis
- Simulation and walkthrough exercises
- Third-party and outsourcing resilience reviews
Business Transformation
We shape and deliver transformation programmes that balance commercial ambition, regulatory expectations and operational reality.
- Strategy and business case definition
- Business reviews and integration planning
- Target operating model design and implementation
- Programme definition and delivery for major change
- Outsourcing and offshoring programme management
- Technology RFPs and platform implementation oversight
Business Performance Improvement
We streamline processes and use data and technology to improve effectiveness and reduce friction across your business.
- Operating model design and implementation
- Project and programme delivery for performance initiatives
- Business process modelling and current-state reviews
- Design and implementation of improved processes and controls
- Process modelling platform implementation and enablement
- Technology capability assessments and implementation support
Board & Strategic Advisory
We support boards and senior executives with clear, pragmatic advice on risk, regulation and strategic decisions.
- Briefing boards on regulatory change and accountability
- Advice on Senior Manager responsibilities and governance
- Support with authorisation and variation of permission processes
- Guidance and challenge in response to regulatory interventions
Learning & Development
We design and deliver practical learning that helps teams understand their regulatory responsibilities and apply them in real situations.
- Tailored training on conduct, financial crime and operational resilience
- Role-specific workshops for boards, senior managers and front-line teams
- Case-study based sessions using real scenarios from your business
- Support with e-learning content and competency frameworks
GET IN TOUCH
Ready to talk about a specific challenge?
Please get in touch with us if you would like to discuss anything. We are more than happy to have an informal chat about your requirements and answer any questions you may have.