OUR INSIGHTS
What does ongoing monitoring or periodic reviews of a customer involve and why are they so important?
Regulation 28(11) of the MLR 2017 states that ‘The relevant person must conduct ongoing monitoring of business relationships.’
What the EBA had to say about the role of an ‘AML/CFT compliance officer’?
The European Banking Authority (EBA) has written a new consultation paper on draft guidelines on the role of AML/CFT Compliance Officer.
‘Know your customer’ - what does this actually mean, and who is responsible?
The term Know your customer forms part of a firms Customer Due Diligence (CDD) process.
The FCA & the appointed representative regime
What did the FCA have to say about the AR regime?
How should you classify cryptoasset firms for anti-money laundering and customer due diligence?
Classifying Cryptoasset Firms for Anti-Money Laundering and Customer Due Diligence
